EM SECURITIES LLC X-17A-5 (2017-12-13) — Broker-dealer annual report

Full text of EM SECURITIES LLC's X-17A-5 filed 2017-12-13 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: EM SECURITIES LLC
• Form: X-17A-5
• Filed: 2017-12-13
• Period: 2017-09-30
• Accession: 0001443552-17-000002
• CIK: 1443552
• File #: 8-67997
• Material weakness: No
• Auditor: WithumSmith Brown, PC
• Auditor location: Whippany, NJ
• Contact: Kathy Efrem
• Phone: 212-897-1686
• Signed by: Robert Stanley (CEO)

Document text (excerpt)

X-17A-5 0001443552 XXXXXXXX LIVE false false false 10-01-2016 09-30-2017 Broker-dealer N EM SECURITIES LLC EVOLUTION MEDIA CAPITAL 405 LEXINGTON AVENUE, 19TH FLOOR NEW YORK NY 10174 Kathy Efrem 212-897-1686 WithumSmith Brown, PC 200 Jefferson Park Suite 400 Whippany NJ 07981 Certified Public Accountant Robert Stanley EM SECURITIES LLC 09-30-2017 Robert Stanley CEO Y

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• X-17A-5 — 2020-12-14
• X-17A-5 — 2019-11-29
• X-17A-5 — 2018-11-29
• X-17A-5 — 2016-11-29
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)