Full text of MOODY SECURITIES, LLC's X-17A-5 filed 2025-03-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## MOODY SECURITIES, LLC # FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION REQUIRED BY SEC RULE 17 A-5 ## DECEMBER 31, 2024 {1}------------------------------------------------ ## **TABLE OF CONTENTS MOODY SECURITIES, LLC December 31, 2024** | Annual Audited Report Form X-17 A-5 Part III Facing Page | 1 | |---------------------------------------------------------------------------------|----| | Report of Independent Registered Public Accounting Firm on Financial Statements | 3 | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 | | Supplemental Information: | | | Schedule I: Net Capital Computation Under Rule 15c3-1 of the | | | Securities and Exchange Commission | 15 | | Schedule II: Exemption from SEC Rule 15c3-3 | 16 | | | | | Report of Independent Registered Public Accounting Firm on Exemption Report | 17 | | Exemption Report | 18 | | | | {2}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | PART Ill | 8-68069 | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------| | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 | | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Moody Securities, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 9655 Katy Freeway, Suite 600 | | | | | (No. and Street) | | | Houston | TX | 77024 | | (City) | (State) |…Read the full text as markdown