Full text of MOODY SECURITIES, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # MOODY SECURITIES, LLC # FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION REQUIRED BY SEC RULE 17 A-5 DECEMBER 31, 2025 {1}------------------------------------------------ # **TABLE OF CONTENTS MOODY SECURITIES, LLC December 31, 2025** | Annual Audited Rep01t Form X-17 A-5 Part Ill Facing Page | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----| | Report of Independent Registered Public Accounting Firm on Financial Statements | 3 | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 | | Supplemental Information: | | | Schedule I: Net Capital Computation Under Rule 15c3-1 of the<br>Securities and Exchange Commission | 15 | | Schedule II:<br>Computation for Determination of Reserve Requirements Under Rule 15c3-3 of the<br>Securities and Exchange Commission<br>Information Relating to the Possession or Control Requirements Under Rule 15c3-3 of<br>the Securities and Exchange Commission | 16 | | Report of Independent Registered Public Accounting Firm on Exemption Rep01t | 17 | | Exemption Report | 18 | | | | {2}------------------------------------------------ UNITED STATES SE(:URITIES AND EXCHANGE COMMISSION Washington, 0.(:. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE f'IIIAR ----· 0MB Number. 3235--0123 Expires: Nov. 30, 2026 Estimated awrage bw:den hours per response: 12 SEC FILE NUMBER 8-68069 Information Required Pursuant to Rules 17a-S, 17a-12, and lBa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING O 1/01/2025 MM/DD/VY AND ENDING **12/31/2025** MM/DD/YV A. REGISTRANT IDENTIFICATION NAMEoFFIRM: Moody Securities, LLC lYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use **a P** .0. box no.) 9655 Katy Freeway, Suite 600 (No. and Street) Houston Texas 77024 (City) (State) (Zip Code) **PERSON** TO CONTACT WITH REGARD TO THIS FILING Robert Engel 713-977-7500 rengel@moodysecurities.com (Name} (Area Code -Telephone Number) (Email…Read the full text as markdown