MOODY SECURITIES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of MOODY SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001448683 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N MOODY SECURITIES, LLC 6363 WOODWAY SUITE 110 HOUSTON TX 77057 Kristy Johnson 281-367-0380 Frazier & Deeter, LLC 1230 Peachtree Street, Suite 1500 Atlanta GA 30309 Certified Public Accountant Robert W. Engel MOODY SECURITIES, LLC 12-31-2019 Robert W. Engel Chief Financial Officer Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)