HGP SECURITIES, LLC X-17A-5 (2021-02-23) — Broker-dealer annual report

Full text of HGP SECURITIES, LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | ANNUAl AUDITED REPORT<br>FORM X-17A-5 | | | |------------------------------------------------------------|-----------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | PARTIII | | | | • f ·t.: r,ua<br>Inronn tt.>a Rtst•lred of Broke<br>curitt | | | | | | ____<br>_ | | | | | | | | | | | | | | | | | | | | | | | | | | TX | | no 9 | | | | | | | | | | | | | | | | | | | | 3Cm&<br>er | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | HGP SECURITIES, L C<br>.,.<br>,., (<br> | Hd DtalC'l"!i p.,., r h•S«Cloa I oflllC'<br>ge cl or 19l aad Ral 1711-S<br>rninc,r<br>11 R THH'I IUODI) ,I. M 0 01/01/20 _____ .<br>r, ~._ l"<C. 12/31/20<br>GA | {1}------------------------------------------------ OATH Oil AFl'DlMATION C:CQ JtO[ Q ..01A ..:,, ~ **fU T\.-,:-t.** \$ o• 11,"' ,a\_. I<"' ol {2}------------------------------------------------ # **HGP SECURITIES, LLC** **(A Limited Liability Company)** Financial Statements For the Year End December 31, 2020 {3}------------------------------------------------ **RUBIO CPA, PC** CERTIFIED PUBLIC ACCOUNTANTS 2727 Paces Ferry Road SE Building 2, Suite 1680 Atlanta, GA 30339 Office: 770 690-8995 Fax: 770 838-7123 # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member of HOP Securities, LLC Opinion on the Financial Statements We have audited the accompanying statement of financial condition of HOP Securities, LLC (the "Company") as of December 31 , 2020, the related statements of operations, changes in member's equity, and cash flows for the year then ended and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31 , 2020, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ## Basis for Opinion These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with r…

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