Full text of HGP SECURITIES, LLC's X-17A-5 filed 2022-02-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMO APPROVAL | | |---------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------|-----------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires · Oct. 31, 2023<br>Estimated av rage burden | | | | | | hours per response. 12 | | | | ANNUAL REPORTS | | SEC FI LE NUMBER | | | | FORM X-17A-5 | | 8-68080 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | - | | | FI LI NG FOR THE PERIOD BEG INNING 1 /1 /21 | ---------<br>MM/DD/YY | AND ENDING 12/31 /21 | --------<br>-<br>MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM : HGP SECURITIES, LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer<br>0 Check here if respondent Is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 2001 Kirby Drive, Suite 814 | | | | | | | (No. and Street) | | | | | Houston | TX | | 77019 | | | (City) | (State) | | (Zip Code) | | | PERSO<br>TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | Chris McCord | 713-955-7935 | | chris@hgp.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fi ling* | | | | | | RUBIO CPA, PC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2727 Paces Ferry Rd SE, Suite 2-1680 Atlanta | | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | 5/5/09 | | 3514 | | | | | | | (PCADB Reg;ma,;,, N,mb", ;f applkable) I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | **Persons who are to** respond **to the collection of information contained** in **this form are** not **required to** respond unless the form displays a currently **valid 0MB** control **number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION I, Chnstopher McCord swear (or affirm)…Read the full text as markdown