Full text of HGP SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123 | | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------|------------------------------------------------------------------------------|--|--| | | | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5<br>PART Ill | | 8-68080 | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01 /01 /23 | | | 12131123 | | | | | MM/DD/VY | AND ENDING<br>MM/DD/ VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : HGP SECURITIES, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | 2001 Kirby Drive, Suite 814 | | | | | | | | {No. and Street) | | | | | | Houston | TX | | 77019 | | | | (City) | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | Chris McCord | 713-955-7935<br>(Area Code - Telephone Number) | | chris@hgp.com<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | GA | 30326 | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name)<br>RUBIO CPA, PC<br>3500 Lenox Rd NE, Suite 1500 Atlanta<br>(Address) | (City) | (State) | (Zip Code) | | | | 5/5/09<br>l"<br>of Regimatioo with PCAOB)(if a pPllcable) | | 3514 | )PCAOB Regist,at,oa Nombec, if appllcable) | | | CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond** unless the form **displays a currently valld 0MB** control **number.** {1}------------------------------------------------ #### **OATH OR AFFIRMAT…Read the full text as markdown