Full text of ESAE CAPITAL PARTNERS, LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER **8-68176** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | 1/1/21<br>MM/DD/YY | | 12/31/21<br>MM/DD/YY | |-----------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|----------------------------------------------------------------------------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | | Esae Capital Partners, LLC | | | NAME OF FIRM: _______________________________________________________________________ | | | | | | | | - | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ܆<br>Broker-dealer | ܆<br>Security-based swap dealer | ܆ | | Major security-based swap participant | | | ܆ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 222 Broadway, 20th Floor | | _____________________________________________________________________________________ | | | | (No. and Street) | | | | | New York | New York | | 10282<br>_____________________________________________________________________________________ | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jim Yang | | 917-399-7600 | | jyang@esaecapitalpartners.com | | (Name) | | (Area Code – Telephone Number) | | _____________________________________________________________________________________<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | OHAB AND COMPANY, PA | | | _____________________________________________________________________________________ | | | | (Name – if individual, state last, first, and middle name) | | | | | 100 E SYBELIA AVE, SUITE 130 | MAITLAND | FL | 32751<br>______________________________________________________________…Read the full text as markdown