Full text of ESAE CAPITAL PARTNERS, LLC's X-17A-5 filed 2023-04-12 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 1/1/22 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 12/31/22 #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: # Esae Capital Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Check here if respondent is also an OTC derivatives dealer 17 Broker-dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 142 W. 57th Street | | | (No. and Street) | | | |--------------------------------------------------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------|--------------------------------------------| | New York | | New York | | 10019 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Jim Yang | 917 399 7600 | | | jyang@esaecapitalpartners.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ohab and Company, PA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E. Sybelia Ave, Suite 130 | | Maitland | FL | 32751 | | | (City) | | (State) | (Zip Code) | | July 28, 2004 | | | | 1839 | | | | | | (PCAOB Registration Number, if applicable) | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Address)<br>(Date of Registration with PCAOB)(if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | accountant must be supported by a statement of fac…Read the full text as markdown