Full text of ESAE CAPITAL PARTNERS, LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | | | |-----------------|--|--| | 8-68176 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 1/1/23 | | 12/31/23 | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: _______________________________________________________________________ | Esae Capital Partners, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>X<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | | ☐<br>Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | _____________________________________________________________________________________ | 222 Broadway, 22nd Floor | | | | | (No. and Street) | | | | New York<br>_____________________________________________________________________________________ | New York | | 10038 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jim Yang<br>_____________________________________________________________________________________ | 917.399.7600 | | jyang@esaecapitalpartners.com | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab & Company, PA | | | | _____________________________________________________________________________________ | (Name – if individual, state last, first, and middle name) | | | | 100 E. Sybelia Avenue, Suite 130<br>_____________________________________________________________________________________ | Maitland | FL | 32751 | | (Address) | (Ci…Read the full text as markdown