Full text of PARK SUTTON SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Park Sutton Securities, LLC Report Pursuant to Rule 17 a-5 of The Securities and Exchange Commission December 31, 2019  {1}------------------------------------------------ #### **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | | |--------------------------|-----------------|-----------|--| | 0MB Number: | | 3235-0123 | | | Expires: | August 31, 2020 | | | | Estimated average burden | | | | | Hours per response | | 12.00 | | SEC FILE NUMBER 8- **68195** | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART Ill | #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | | | |--------------------------------------------------------------------------|-----------------------------|------------|--------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | Park Sutton Securities, LLC | | | FIRM I.D. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 295 Madison Avenue, Suite 725 | | | | | | | | | o. and Street) | | | | | | | New York | NY | | 10017 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Steven M. Levitt | | | 646-727-4826 | | | | | | | | (Area Code - Telephone 'umber) | | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Knight Rolleri Sheppard, CP AS, LLP | | | | | | | | (Name - if indil"idual, state /ast,first, middle name) | | | | | | | | 1499 Post Road, PO Box 139 | Fairfield | CT | 06824 | | | | | (Address) | (City ) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | ~ Certified Public Accountant | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption.fi·om the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of fa…Read the full text as markdown