Full text of PARK SUTTON SECURITIES, LLC's X-17A-5 filed 2022-03-21 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Park Sutton Securities, LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2021  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5** | SEC FILE NUMBER | |-----------------| | 8-68195 | **PART** Ill **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_11\_0\_1/\_2\_1 \_\_\_ AND ENDING \_\_ 12\_/\_3\_1/\_2\_1 \_\_\_ \_ MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Park Sutton Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): l&J Broker-deafer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSJNESS: (Do not use a P.O. box no.) 9 East 40th Street, 16th Floor (No. and Street) New York NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10016 (Zip Code) Steven Levitt 646-727-4826 Steven.Levitt@parksuttonadvisors.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Knight Rolleri Sheppard, CPAS, LLP (Name -if individual, state last, first, and middle name) 2150 Post Road, 5th Floor Fairfield CT (Address) (City) (State) 03/04/2009 3437 06824 (Zip Code) l" of R•gj>t,atloe with PCAOBJ(if ,pplicableJ FOR OFFICIAL USE **ONLY** (PCAOB Regj,tc,tloe N"mbec, If ,pplicableJ I "Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Steven Levitt<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------|--------------------------------------…Read the full text as markdown