Full text of PARK SUTTON SECURITIES, LLC's X-17A-5 filed 2021-03-04 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Park Sutton Securities, LLC Report Pursuant to Rule 17a-5 of The Securities and Exchange Commission December 31, 2020  {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB APPROVAL | | |--------------------------|------------------|-----------| | 0MB Number: | | 3235-0123 | | Expires: | October 31, 2023 | | | Estimated average burden | | | | Hours per response | | 12.00 | SEC FILE NUMBER 8- **68195** # ANNUAL AUDITED REPORT # FORM X-17A-5 #### PART Ill #### **FACJNG PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/2020<br>MM/DD/YY | AND ENDING | 12/31/2020<br>MM/DD/YY | | | | |--------------------------------------------------------------------------|---------------------------------------|---------------|--------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | Park Sutton Securities, LLC | | FIRM I.D. NO. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 295 Madison Avenue, Suite 725 | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10017 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Steven M. Levitt | | | 646-727-4826 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | Knight Rolleri Sheppard, CPAS, LLP | | | | | | | | (Name - ifindiridual, stale last,first, middle name) | | | | | | | | 1499 Post Road, PO Box 139 | Fairfield | CT | 06824 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | Certified Public Accountant<br>[8J | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis f or the exemption. Se…Read the full text as markdown