Full text of FORWARD SECURITIES, LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Forward Securities, LLC** **Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2020** **(This report is deemed public in accordance with rule 17a-5 (e)(3))** {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | Estimated average burden | | |--------------------------|-----------------------------| | | hours per response<br>12.00 | | | | | | SEC FILE NUMBER | | | | October 31,2023 3235-0123 **<sup>8</sup>** 68216 - OMB APPROVAL OMB Number: Expires: **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** 01**/**01/20 12/31/20 REPORT FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY FIRM I.D. NO. # **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: Forward Securities, LLC OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 244 California Street, Suite 200, San Francisco, CA. 94111 (No. and Street) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Laura Lang 310-441-2300 (Area Code -Telephone Number) # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Weaver and Tidwell, LLP | (Name -if<br>individual, state last, first, middle name) | | | | | | | |----------------------------------------------------------|--------------------------------------------------|---------|------------|--|--|--| | 24<br>Greenway<br>1800<br>Plaza,<br>Suite | Houston | TX | 77406 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | ONE:<br>CHECK | | | | | | | | Certified<br>Accountant<br>Public | | | | | | | | Public<br>Accountant | | | | | | | | resident<br>United<br>Accountant<br>not<br>in | possessions.<br>States<br>or<br>any<br>of<br>its | | | | | | | FOR | OFFICIAL<br>USE<br>ONLY | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption***.** *See Section 240.17a-5(e)(2)* **Potential persons who are to respond to the collection of information contained inthis form are not requiredto respond** SEC <sup>1410</sup> **unlesstheform displaysa currently va…Read the full text as markdown