Full text of FORWARD SECURITIES, LLC's X-17A-5 filed 2022-02-23 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Forward Securities, LLC** **Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2021** **(This report is deemed public in accordance with rule 17a-5 (e)(3))** {1}------------------------------------------------ #### OMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31,2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-68216 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | FILING FOR THE PERIOD BEGINNING | 1,<br>Jan<br>2021 | AND ENDING | 31,<br>Dec<br>2021 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------|-----------------|----------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | OF FIRM:<br>Securities,<br>Forward<br>NAME | LLC | | | | | | | boxes):<br>all<br>applicable<br>TYPE OF REGISTRANT (check<br>Security-based<br>Broker-dealer<br>Major<br>participant<br>dealer<br>security-based<br>SI<br>swap<br>swap<br>Check here if respondent<br>is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | use a P.O.<br>not<br>(Do | no.)<br>box | | | | | | 244<br>California<br>Street,<br>Suite<br>200 | | | | | | | | (No.<br>and Street) | | | | | | | | Francisco,<br>San<br>CA.<br>94111 | | | | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH | REGARD TO THIS FILING | | | | | | | Lang<br>Laura | 310-441-2300 | | llang@salientpartners.com | | | | | (Name) | -<br>(Area Code<br>Telephone Number) | (Email Address) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | reports<br>in<br>this<br>filing*<br>INDEPENDENT PUBLIC ACCOUNTANT whose<br>contained<br>are<br>Tidwell,<br>LLP<br>Weaver<br>& | | | | | | | | -if<br>individual,state<br>last,first,and<br>middle name)<br>(Name | | | | | | | | Plaza,<br>1800,<br>24<br>Greenway<br>Suite | Houston,<br>TX.<br>77046 | | | | | | | (Address) | (City) | (St…Read the full text as markdown