Full text of FORWARD SECURITIES, LLC's X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Forward Securities, LLC** **Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2022** **(This report is deemed public in accordance with rule 17a-5 (e)(3))** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68216 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------| | filing for the period beginning Jan 1, 2022 | | AND ENDING Dec 31, 2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Forward Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[ Check here if respondent is also an OTC derivatives dealer | Broker-dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 10000 Memorial Drive, Suite 650 | | | | | | (No. and Street) | | | | Dallas | TX | | 77024 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Laura Lanq | 310-441-2300 | | llang@westwoodgroup.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Weaver & Tidwell, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 24 Greenway Plaza, Suite 1800 Houston | IX | 77046 | | (Address) | (City) | (State) | (Zip Code) | | 10/14/2003 | | 410 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collect…Read the full text as markdown