Full text of TNCP, LLC's X-17A-5 filed 2020-01-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC** IN DEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* D Accountant not resident in United States or any of its Possessions **OHAB AND COMPANY, PA** **B. ACCOUNTANT DESIGNATION** | OHAB AND COMPANY, PA | | | | | | | |--------------------------------------------------------|---------|------------|--|--|--|--| | (Name - if individual, state last, first, middle name) | | | | | | | | 100 E. SYBELIA A VENUE, SUITE 130, MAITLAND | FLORIDA | 32751 | | | | | | (Address and City) | (State) | (Zip Code) | | | | | | CHECK ONE: | | | | | | | | [RI Certified Public Accountant | | | | | | | | D Public Accountant | | | | | | | # ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) **FIRM ID. NO.** **9 WEST BROAD STREET, SUITE 510** **A. REGISTRANT IDENTIFICATION** (No. and Street) **STAMFORD CT 06902** NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT **FREDERICK ROSSETTI 203-604-2007** NAME OF BROKER DEALER: **TNCP, LLC** OF Fl CAL USE ONLY MM/DD/YY MM/DD/YY SEC FILE **NUMBER 8-68220** (Area Code - Telephone No.) **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill > > **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINING **\_\_\_ J\_A\_N\_U\_A\_R\_Y\_'""'"' l,\_2\_01\_9 \_\_\_** AND ENDJNG **DECEMBER 31, 2019** QMB APPROVAL 0MB Number. 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response . .. . . 12.00 | UNITED STAT | |------------------------| | SECURITIES AND EXCHANG | | Washington, D.C. | **SEC 1410 (06-02)** **Potential persons who are to respond to the collection of information contained in this form are required to respond unless the form displays a current valid 0MB control number.** *\*Claims/or exemption from the requirement that the annual audit be covered by the opinion of an independent public accountant must be supported bJ a statement of facts and circumstances relied on as the basis for the exemption. See section 240. 17a-5(e)(2).* FOR OFFICIAL USE ONLY (City) (State) (Zip Code) {1}------------------------------------------------ # **OATH OR AFFIRMATION** | I, | FREDERICK ROSSETTI | , swear (or affirm) that, to the | | | | |-----------------------------------------------------------------------------------------…Read the full text as markdown