Full text of TNCP, LLC's X-17A-5 filed 2024-01-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-68220** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/00/YY AND ENDING **12/31/2023** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **TNCP' LLC** TYPE OF REGISTRANT (check all applicable boxes): [,] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **9 West Broad Street, Suite 510** (No. and Street) **Stamford CT** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING **Frederick Rossetti 203-817-0276** (Name) (Area Code-Telephone Number) **B. ACCOUNTANT IDENTIFICATION 06902** {Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **OHAB AND COMPANY, PA** (Name- if individual, state last, first, and middle name) 100 E SYBELIA AVENUE SUITE 130 **MAITLAND FL** (Address) (City) (State) **JULY 28, 2004 1839 06902** (Zip Code) **32751** (Zip Code) **(rte** of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number. if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Freder;ck Rossern | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------| | financial report pertaining to the firm of TNCP, LLC<br>12/31<br>2~, | as of<br>is true and correct. I further swear (or affirm) that neither the compan…Read the full text as markdown