Full text of TNCP, LLC's X-17A-5 filed 2025-02-10 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68220 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING January **1,** 2024 AND ENDING December 31, 2024 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **TNCP, LLC** TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) **9 West Broad Street, Suite 510** {No. and Street) **Stamford CT** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING **06902** (Zip Code! Frederick Rossetti **203-817-0276** frossetti@truenorthcp.com (Name) (Area Code-Telephone Number) {Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **OHAB AND COMPANY, PA** (Name- if individual, state last, first, and middle name) 100 E SYBELIAAVE, SUITE 130 MAITLAND **FL 32751** (Address) (City) (State) {Zip Code) **JULY 28, 2004 1839 (rte** of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Frederick Rossetti | swear ( or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | financial report<br>pertaining<br>to the firm of TNCP. LLC<br>2~<br>December 31 |…Read the full text as markdown