Full text of AVENDUS CAPITAL, INC.'s X-17A-5 filed 2021-06-30 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## AVENDUS CAPITAL INC. # STATEMENT OF FINANCIAL CONDITION REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # Filed Pursuant to Rule 17a-5(E)(3) Under the Securities Exchange Act of 1934 as a public document March 31, 2021 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |--------------------------|------------------|--| | OMB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | Estimated average burden | | | | Hours per response | 12.00 | | | | | | # ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 68226 8- ### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 04/01/2020 | AND ENDING | 03/31/2021 | | | |--------------------------------------------------------------------------|-----------------------------|------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | Avendus Capital Inc. | | | FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 455 Park Avenue, 19th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Puneet Shivam | | | 646-707-0789 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Raich Ende Malter & Co. LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 1375 Broadway, 15th floor | New York | NY | 10018 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | ×<br>Certified Public Accountant | | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17…Read the full text as markdown