Full text of AVENDUS CAPITAL, INC.'s X-17A-5 filed 2023-06-30 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # AVENDUS CAPITAL INC. # STATEMENT OF FINANCIAL CONDITION REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # Filed Pursuant to Rule 17a-5(E)(3) Under the Securities Exchange Act of 1934 as a public document March 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC Fl LE NUMBER 8-68226 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ 0\_4\_/\_0\_1 /\_2\_2 \_\_\_ \_ AND ENDING \_\_ 0\_3/\_3\_)/\_2\_3 \_\_\_ \_ MM/00/YY MM/0D/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Avendus Capital Inc. TYPE OF REGISTRANT (check all applicable boxes): !Kl Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 455 Park Avenue, 19th Floor (No. and Street) New York NY (Clty) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10022 (Zip Code] Puneet Shivam 646-707-0789 puneet.shivam@avendus.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"' Meisel, Tuteur & Lewis, P.C. (Name - if individual, state last, first, and middle name) 101 Eisenhower Parkway Roseland NJ (Address) (City) {State) 09/29/2009 3861 07068 {Zip Code) **FOR OFFICIAL USE ONL V l" of R,gistratioa wi<h PC,UJB)(tt** [PCAOB Registratioa N,mbec, if a,pliQbleJ I **appli~bleJ** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | Puneet Shivam<br>1, | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------|-------…Read the full text as markdown