AVENDUS CAPITAL, INC. X-17A-5 (2026-06-15) — Broker-dealer annual report

Full text of AVENDUS CAPITAL, INC.'s X-17A-5 filed 2026-06-15 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **AVENDUS CAPITAL INC.** # **STATEMENT OF FINANCIAL CONDITION REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** # **Filed Pursuant to Rule 17a-5(E)(3) Under the Securities Exchange Act of 1934 as a public document** **March 31, 2026** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number: 3235--0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-68226 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 0<sup>4</sup> /01 / 25 AND ENDING 03131126 ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Avendus Capital Inc. **TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer** D **Security-based swap dealer** D **Major security-based swap participant** D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 445 Park Avenue, 19th Floor (No. and Street) New York NY {City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10022 (Zip Code) Steven Thornton 626-356-0200 steve@taallc.com (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Meisel, Tuteur & Lewis, P.C. (Name- if individual, state last, first, and middle name) 105 Eisenhower Parkway (Address) 09/29/2009 **T'" of Re~strntion Wffh PCAOB){if appH~bleJ** Roseland {City) 3861 **FOR OFFICIAL USE ONLY** NJ {State) 07068 (Zip Code) \* daims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Steven Thornton | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |---------------------------------------------------------------------------------…

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