Full text of PALMETTO ADVISORY GROUP's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31 , 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5** PART III | SEC RLE NUMBER | |----------------| | 8- 68240 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ___<br>O_1_I_O_1 1_2_0_2_0 | __<br>AND ENDING | __<br>___<br>_<br>12-,1_3_1-'-.!2_0_2_0 | | |--------------------------------------------------------------------------|--------------------------------------------------------|-------------------|-----------------------------------------|--| | | MMlDDIYY | | MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | PALMETIO ADVISORY GROUP<br>NAME OF BROKER-DEALER: | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | 210 YELLOWTHROAT LANE | | | | | | (No. and Street) | | | | | KIAWAH ISLAND | SC | | 29455 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | DERRICK GRAVA | | | 843768-2535 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | GLASER AND COMPANY | | | | | | (Name - if individual. state last. first. middle name) | | | | | 149 EAST BAY STREET, SUITE 200 | CHARLESTON | SC | 29401 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I V' I<br>Certified Public Accountant | | | | | | B<br>PUbliC Accountant | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OM B control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | DERRICK GRAVA | , sw…Read the full text as markdown