Full text of PALMETTO ADVISORY GROUP's X-17A-5 filed 2023-02-09 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49** | 0MB APPROVAL | | | |--------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: 12 | | | # **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING __ 0_1 | | _I0_1_12_2 ____ | | AND ENDING __ 1_2_13_1_12_2 ___<br>_ | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------|-----------------------------------------------|--------------------------------------|--|--|--|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | NAME OF FIRM: Palmetto Advisory Group, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 21 0 Yellowthroat Lane | | | | | | | | | | | (No. and Street) | | | | | | | | | | | Kiawah Island | SC | | | 29455 | | | | | | | (City) | (State) | | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | 843-768-2535<br>Joan Grava | | | jgrava@palmadv.com | | | | | | | | (Name)<br>(Area Code - Telephone Number) | | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 325 N. Saint Paul St., #3100 | Dallas | | TX | 75201 | | | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | | | 09/18/03 | | 169 | | | | | | | | | rte of Reg;stratloo with<br>PCAOBJ(lf apphcable) | | | I<br>(PCAOB Reg•tratloo N,mbe,, If apphcable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independ…Read the full text as markdown