Full text of PALMETTO ADVISORY GROUP's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 hour per epone i den | SEC FILE NUMBER | | |-----------------|--| | 8-68240 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/23 | | AND<br>ENDING | 12/31/23 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|------------------------|----------|--------------------------------------------|--|--|--| | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Palmetto Advisory Group | | | | | | | | | TYPE OF REGISTRANT<br>(check<br>all applicable<br>boxes):<br>• Broker-dealer<br>Security-based<br>swap dealer<br>•<br>• Major security-based<br>swap participant<br>• Check<br>here<br>if<br>respondent<br>is<br>also<br>an OTC<br>derivatives<br>dealer | | | | | | | | | ADDRESS<br>OF PRINCIPAL<br>PLACE OF | BUSINESS:<br>(Do not | use a P.O. box<br>no.) | | | | | | | 210 Yellowthroat Lane | | | | | | | | | | (No. and Street) | | | | | | | | Island<br>Kiawah | SC | | | 29455 | | | | | (City) | (State) | | | (Zip Code) | | | | | PERSON<br>TO CONTACT<br>WITH REGARD | TO THIS<br>FILING | | | | | | | | Joan Grava | 843-768-2535<br>jgrava@palmadv.com | | | | | | | | (Name) | (Area Code - Telephone Number)<br>Address)<br>(Email | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT<br>whose<br>reports are contained<br>in<br>this<br>filing*<br>Sanville & Company | | | | | | | | | (Name - if individual,<br>state last, first,<br>and middle<br>name) | | | | | | | | | 325 N.Saint Paul St. #3100 | Dallas | | TX | 75201 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 09/18/03 | | 169 | | | | | | | (Date of Registration with PCAOB)(if<br>applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public a…Read the full text as markdown