AMHERST PIERPONT SECURITIES LLC X-17A-5 (2018-11-29) — Broker-dealer annual report

Full text of AMHERST PIERPONT SECURITIES LLC's X-17A-5 filed 2018-11-29 (period 2018-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AMHERST PIERPONT SECURITIES LLC
• Form: X-17A-5
• Filed: 2018-11-29
• Period: 2018-09-30
• Accession: 0001465857-18-000012
• CIK: 1465857
• File #: 8-68282
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: New York, NY
• Contact: Paul Vitale
• Phone: (646) 776-7769
• Signed by: Michael Santangelo (CEO)

Document text (excerpt)

X-17A-5 0001465857 XXXXXXXX LIVE true false false 10-01-2017 09-30-2018 Broker-dealer N AMHERST PIERPONT SECURITIES LLC 245 PARK AVENUE 15TH FLOOR NEW YORK NY 10167 Paul Vitale (646) 776-7769 KPMG LLP 245 Park Avenue New York NY 10154 Certified Public Accountant Michael Santangelo AMHERST PIERPONT SECURITIES LLC 09-30-2018 Michael Santangelo CEO Y

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Original filing on SEC EDGAR (source of record)