Full text of SANTANDER US CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### Consolidated Statement of Financial Condition December 31, 2023 ### CONSOLIDATED STATEMENT OF FINANCIAL CONDITION Santander US Capital Markets LLC and Subsidiary (A Wholly Owned Subsidiary of Santander Holdings USA, Inc.) December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------|-------------------------------------------------|-----------------| | SECURITIES AND EXCHANGE COMMISSION | | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-68282 | | | | PART III | | | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 10a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | ILING FOR THE PERIOD BEGINNING | 01/01/23 | AND ENDING | 12/31/23 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Santander US Capital Markets LLC | | | | | | | | | | | | YPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer Security-based swap dealer Major security-based swap participant | | | | | | Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 437 Madison Avenue | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | | | | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Paul Vitale | (646) 776-7769 | paul.vitale@santander.us | | | | Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. Accountant IDENTIFICATION | | | | | | | | | | | NDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 Madison Avenue | New York | NY | 10017 | | | Address) | (City) | (State) | (Zip Code) | | | October 20, 2003 | | 0238 | | | | Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicab | | | | FOR OFFI…Read the full text as markdown