Full text of AMHERST PIERPONT SECURITIES LLC's X-17A-5 filed 2021-11-29 (period 2021-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Amherst Pierpont Securities LLC and Subsidiary** **Consolidated Statement of Financial Condition** **September 30, 2021** {1}------------------------------------------------ | Estimated average burden | |--------------------------| | hours per response | | SEC FILE NUMBE | | MM/DD/YY | | MM/DD/YY | | |-------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | | | 10167 | | | (State) | | (Zip Code) | | | | | (646) 776-7769<br>(Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | New York | New York | 10154 | | | (City) | (State) | (Zip Code) | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 10/01/20<br>245 Park Avenue (15th Floor)<br>Certified Public Accountant | AND ENDING 09/30/21<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Amherst Pierpont Securities LLC<br>New York<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | {2}------------------------------------------------ | Michael Santangelo | | swear (or affirm) that, to the best of | | | |---------------------------------|-----------------------------------------------------------------------------------------------------------------|----------------------------------------|--|-------| | Amherst Pierpont Securities LLC | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | | | | of Sentember 30 | 00 71 | | | ર્વ ક | | Jennifer M. Martin | | |----…Read the full text as markdown