Full text of TRC MARKETS LLC's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31 , 2020 Estimated average burden hours per response .. ... . 12.00 SEC FILE NUMBER 8-69454 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | FACING PAGE | | |-------------|--| Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | ~~~~~~~~~~- | | | | |---------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------|--------------------------------------------------|--|--|--| | | | MMIDD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF BROKER-DEALER: TRC Markets LLC | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.D. NO. | | | | | 0 Johnnie Dodds Blvd, Suite 300<br>71 | | | | | | | | | (No. and Street) | | | | | | | Mt. Pleasant | SC | | 29464 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Marci Wessels. Principal Financial Officer | | | (212) 219-0069<br>(Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | EisnerAmper LLC | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 733 Third Avenue | New York | NY | 10017 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | I./ I<br>c ertified Public Accountant | | | | | | | | Public Accountant | | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control n…Read the full text as markdown