Full text of TRC MARKETS LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup> # **ANNUAL REPORTS FORM X-17A-5 PART Ill** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69454 FACING PAGE lnfol!'mation Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>--'0=1"--/0=-=1"'"'/2=0=2=-3<br>MM/DD/YY | _____ | AND ENDING 12/31/2023<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: TRC Markets LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>18JBroker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 111 Coleman Blvd Suite 404 | | | | | | (No. and Street) | | | | Mt. Pleasant | SC | | 29464 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD irO THIS FILING<br>Michael Ellman | (646) 541-3934 | | mellman@tower-research.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANTIDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US LLP | (Name- if individual, state last, first, and middle name) | | | | 30 South Wacker, Suite 3300 | Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 49 | | | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | CFR 240.l ?a·S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required t o respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Sean Concannon | | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | | |------------------------------------------------------------|--|--|--|-----------------------------------------------------------------------|-------|--| | financial re…Read the full text as markdown