Full text of TRC MARKETS LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | | | | | | | |-----------------|--|--|--|--|--|--|--| | 8-69454 | | | | | | | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/19 | AND ENDING 12/31/19<br>~~~~<br>~~~~~ | | | | | | |-----------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|--------------------------------|--|--|--| | | MM/00/YY<br>MM/00/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: TRC Markets LLC | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM l.D. NO. | | | | | | 710 Johnnie Dodds Blvd, Suite 300 | | | | | | | | | (No. and Street) | | | | | | | Mt. Pleasant | SC | 29464 | | | | | | (City) | (State) | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Marci Wessels, Principal Financial Officer | | | (212) 219-6069 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>EisnerAmper LLC | (Name - if individual, state last, first, middle name) | | | | | | | 750 Third Avenue | New York | NY | 10017 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | CHECK ONE:<br>I/ I<br>certified Public Accountant | | | | | | | | Public Accountant | | | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption. See Section 240./7a-5(e)(2)* Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. SEC 141 D (06-02) {1}------------------------------------------------ ### **OATH OR AFFIRMATI…Read the full text as markdown