Full text of SHEA & COMPANY, LLC's X-17A-5 filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Financial Statements Shea & Company, LLC December 31, 2019 {1}------------------------------------------------ #### **UNITED ST A** TES SECURITIES **AND EXCHANGE COMMISSION** Washington, **D.C.** 20549 | | 0MB APPROVAL | | |--------------------------|-----------------|-----------| | 0MB Number: | | 3235-0123 | | Expires: | August 31, 2020 | | | Estimated average burden | | | | Hours per response | | 12.00 | SEC FILE NUMBER 8- **68319** ## ANNUAL AUDITED REPORT FORM X-17A-5 # PART Ill #### **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/2019<br>MM/DD Y | AND ENDING | 12/31/2019<br>MM/DD/YY | | | |--------------------------------------------------------------------------|--------------------------------------|------------|-------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | Shea & Company, LLC | | | FIRM I.D. NO. | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not u e P.O. Box No.) | | | | | | | 200 Clarendon Street, Floor 45 | | | | | | | | (No. and treet) | | | | | | Bo ton | MA | | 02116 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONT ACT IN REGARD TO THIS REPORT | | | | | | | Christopher J. Pingpank | | | 617-896-2218 | | | | | | | (Area Code - Telephone umber) | | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT who e opinion i contained in this Report* | | | | | | | Moody, Famiglietti & Andronico, LLP | | | | | | | ame - if individual, stare lasr.jirst. middle name) | | | | | | | 1 Highwood Drive | Tewksbury | MA | 01876 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant<br>t8:J | | | | | | | D<br>Public Accountant | | | | | | | D<br>Accountant not resident in United States or any of its po sessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *\*Claim for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the ba is for the exemption. See Section 240.17a-5(e)(2).* > **Potential persons who are to respond to the collection of information contained…Read the full text as markdown