Full text of SHEA & COMPANY, LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART Ill | | OMBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68319 ## **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101124 AND ENDING 12131124 ---------- ---------- MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Shea & Company LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 111 Huntington Street, Floor 29 (No. and Street) Boston **MA** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 02199 (Zip Code) Chris Pingpank 617-896-2218 cpingpank@shea-co.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rolleri & Sheppard CPAS, LLP (Name - if individual, state last, first, and middle name) 2150 Post Road, 5th Floor (Address) 03/04/2009 Fairfield (City) CT (State) 3437 06824 (Zip Code) l" of Regl<Uatioo with PCAOB)(O applicable) **FOR OFFICIAL USE ONLY** (PCAOB Reglstratioo N"mbe,, If applicable) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Chris Pingpank | swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report<br>pertaining | to the firm of Shea & Company, LLC | as of | | December 31<br>2~ | is true and correct. I further swear (or affirm)…Read the full text as markdown