Full text of SHEA & COMPANY, LLC's X-17A-5 filed 2026-03-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| ## 8-68319 **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------|--------------|-------------------------------------------------|-----------------------|--|--| | FILING FOR THE PERIOD BEGINNING _ | 0<br>1<br>10<br>1<br>12<br>5<br>_<br>_<br>_<br>_<br>_<br>_____ | AND ENDING _ | 1<br>2<br>13<br>1<br>1<br>_<br>_<br>_<br>_<br>_ | 25 ____<br>_ | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Shea & Company LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>C!l Broker-dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 111 Huntington Street, Floor 29 | | | | | | | | | (No. and Street) | | | | | | | Boston | MA | | | 02199 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Chris Pingpank | 617-896-2218 | | | cpingpank@shea-co.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Gray, Gray & Gray, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 150 Royall Street, Suite 102 | Canton | | MA | 02021 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 08/27/2004 | | 889 | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.…Read the full text as markdown