HARBOR INVESTMENT ADVISORY, LLC X-17A-5 (2020-02-27) — Broker-dealer annual report

Full text of HARBOR INVESTMENT ADVISORY, LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HARBOR INVESTMENT ADVISORY, LLC
• Form: X-17A-5
• Filed: 2020-02-27
• Period: 2019-12-31
• Accession: 0001468792-20-000005
• CIK: 1468792
• File #: 8-68334
• Material weakness: No
• Auditor: Stout, Causey & Horning, P.A.
• Auditor location: Sparks, MD
• Contact: Raymond P. Dean
• Phone: (410) 659-8902
• Signed by: Raymond P. Dean (Chief Financial Officer / Director)

Document text (excerpt)

X-17A-5 0001468792 XXXXXXXX LIVE true false true 01-01-2019 12-31-2019 Broker-dealer N HARBOR INVESTMENT ADVISORY, LLC 2330 W. JOPPA ROAD SUITE 160 LUTHERVILLE MD 21093 Raymond P. Dean (410) 659-8902 Stout, Causey & Horning, P.A. 910 Ridgebrook Road Sparks MD 21152 Certified Public Accountant Raymond P. Dean HARBOR INVESTMENT ADVISORY, LLC 12-31-2019 Raymond P. Dean Chief Financial Officer / Director Y

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• X-17A-5 — 2023-02-28
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2019-02-27
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-25
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)