Full text of HARBOR INVESTMENT ADVISORY, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Information Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934 Together with Report of Independent Registered Public Accounting Firm For the Years Ended December 31, 2022 and 2021 {1}------------------------------------------------ ### **Table of Contents For the Years Ended December 31, 2022 and 2021** | | Page | |-------------------------------------------------------------|------| | Report oflndependent Registered Public Accounting Firm 1-2 | | | Statements of Financial Condition 3 | | | Statements of Operations | . 4 | | Statements of Changes in Member's Capital 5 | | | Statements of Changes in Subordinated Borrowings 6 | | | Statements of Cash Flows | . 7 | | Notes to the Financial Statements 8-15 | | ### **SUPPLEMENTARY INFORMATION** | Computation of Net Capital and Aggregate Indebtedness<br>Schedule I - | | |------------------------------------------------------------------------------|--| | Under Rule l 5c3-l of the Securities and Exchange Commission 17 | | | Computation for Determination of Reserve Requirement<br>Schedule II - | | | Under Rule l 5c3-3 of the Securities and Exchange Commission 18 | | | Schedule III -<br>Information Relating to Possession or Control Requirements | | | Under Rule l 5c3-3 of the Securities and Exchange Commission 19 | | | Statement Pursuant to Paragraph (d)(4) of Rule l 7a-5 20<br>Schedule IV - | | | | | #### **OTHER INFORMATION** | Report of Independent Registered Public Accounting Firm 22 | | |-------------------------------------------------------------|--| | Exemption Report 23 | | {2}------------------------------------------------  #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member of Harbor Investment Advisory, LLC: #### **Opinion on the Financial Statements** We have audited the accompanying statements of financial condition of Harbor Investment Advisory, LLC (a Maryland limited liability company) (the Company) as of December 31, 2022 and 2021 , the related statements of operations, changes in member's capital, changes in subordinated borrowings, and cash flows for the years then ended, and the related notes and schedules ( collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31 , 2022 and 2021 and the results of its…Read the full text as markdown