Full text of SC DISTRIBUTORS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  **(SEC I.D. No. 8-68338)** **Statement of Financial Condition As of December 31, 2019** {1}------------------------------------------------ ### Page(s) | Facing page to form X-17A-5 | | |---------------------------------------------------------|--| | Affirmation of Officer | | | Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT | | | | |-----------------------|----------|--|--| | FORM X-17A-5 | | | | | | PART III | | | OMB APPROVAL OMB Number: 3235-0123 Estimated average burden Hours per response 12.00 SEC FILE NUMBER 68338 Expires : August 31, 2020 8- #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | |--------------------------------------------------------------------------|------------------------------|--------------------------------|-------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | FIRM I.D. | | SC Distributors, LLC | | | NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 695 Town Centre Drive, Suite 600 | | | | | | (No. and Street) | | | | Costa Mesa | CA | | 92626 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | James Kearny | | | 657-383-9648 | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFCATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | BDO USA, LLP | | | | | (Name - if individual, state last, first, middle nome) | | | | | 600 Anton Boulevard, Suite 500 | Costa Mesa | CA | 92626 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant<br>× | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions, | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \*Claims for exemption from the reguirement that the annual report be covered by the opinion of an independent public ac…Read the full text as markdown