Full text of SC DISTRIBUTORS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition As of December 31, 2021 {1}------------------------------------------------ # Page(s) | Facing page to form X-17A-5 | | |---------------------------------------------------------|--| | Affirmation of Officer | | | Report of Independent Registered Public Accounting Firm | | | Financial Statement | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB APPROVAL | | |--------------------------|--| | 0 MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | # SEC FILE NUMBER 8-68338 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>____<br>0_l_/0_1_/2_1 | AND ENDING | ___<br>__<br>1_2/_3_1_/2_1<br>_ | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | SC Distributors, LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>lxJ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 695 Town Centre Drive, Suite 600 | | | | | | (No. and Street) | | | | Costa Mesa | CA | | 92626 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | James Condon | 657-3 83-9648 | | jcondon@scdistributors.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BDOUSA,LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | 600 Anton Boulev<br>ard, Suite 500 | Costa Mesa | CA | 92626 | | (Address) | (City) | (State) | (Zip Code) | | I 0/08/2003 | | 243 | | | T"<br>of Reg;suatioo w;th PCAOB)i;f…Read the full text as markdown