Full text of STRATCAP SECURITIES, LLC's X-17A-5 filed 2023-04-04 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **StratCap Securities, LLC** **(formerly SC Distributors, LLC) (SEC I.D. No. 8-68338)** **Statement of Financial Condition As of December 31, 2022** {1}------------------------------------------------ # Page(s) | Facing page to form X-17A-5 | | |---------------------------------------------------------|--| | Affirmation of Officer | | | Report of Independent Registered Public Accounting Firm | | | Financial Statements | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per respons # ANNUAL REPORTS FORM X-17A-5 | urs per response: | 12 | |-------------------|----| | | | | SEC FILE NUMBER | | | 8-68338 | | | | | PART III | | | | |--------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------|------------------------------------------------------------|------------|------------|--------------------------------------------| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | | 01/01/22 | AND ENDING | 12/31/22 | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: StratCap Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>& Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | L Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3101 West Coast Highway, Suite 140 | | | | | | | | | (No. and Street) | | | | | Newport Beach<br>CA | | | 92663 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Pat Miller | PMiller(a)stratcapsecurities.com<br>657-383-9648 | | | | | | (Name) | (Area Code - Telephone Number)<br>(Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>BDO USA, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Park Avenue | | New York | | NY | 10017 | | (Address) | | (C…Read the full text as markdown