ABN AMRO SECURITIES (USA) LLC X-17A-5 (2023-03-01) — Broker-dealer annual report

Full text of ABN AMRO SECURITIES (USA) LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ABN AMRO SECURITIES (USA) LLC
• Form: X-17A-5
• Filed: 2023-03-01
• Period: 2022-12-31
• Accession: 0001473109-23-000003
• CIK: 1473109
• File #: 8-68398
• Type: Broker-dealer
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Chris Diaz
• Phone: 9172846859
• Email: roger.luo@abnamro.com
• Website: abnamro.com
• Signed by: Alexander Lange (President)

Document text (excerpt)

{0}------------------------------------------------ (An Indirect Wholly Owned Subsidiary of ABN AMRO Bank N.V.) Financial Statements and Supplemental Information Year ended December 31, 2022 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ 3235-0123 Oct. 31, 2023 12 > 8-68398 # 01/01/22 12/31/22 # ABN AMRO SECURITIES (USA) LLC ☐ ☐ ☐ ☐ # 100 Park Avenue, 17th Floor |    | | | | | | |--------------------------------------------------|---------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | | | 10017 | | | | |  | |   | | | | |         | | | | | | | | | roger.luo@abnamro.com | | | | |      | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10001 | | | | |  |  |   | | | | | | | | | | | |       |      | | | | | | | | | | | | | | | | | | | | | NY<br>646-532-1144<br>New York<br>    | <br><br> <br>  <br>         <br><br>         <br>NY<br><br>42<br> | | | | {2}------------------------------------------------ # | Alexander Lange | | |-----------------|--| | | | -\_\_\_\…

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Other filings by this registrant

• X-17A-5 — 2026-02-27
• X-17A-5 — 2025-02-28
• X-17A-5 — 2024-02-28
• X-17A-5/A — 2023-03-01
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-04
• X-17A-5 — 2018-05-23
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27

Original filing on SEC EDGAR (source of record)