Full text of ABN AMRO SECURITIES (USA) LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition Year ended December 31 , 2025 (With Report oflndependent Registered Public Accounting Firm) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **PART** Ill SEC FILE NUMBER 8-68398 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** MM/DD/YY AND ENDING **12/3 1 / <sup>2</sup> <sup>5</sup>** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM : ABN AMRO SECURITIES (USA) LLC TYPE OF REG ISTRANT {check all applicable boxes): C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based sw ap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 303 George Street, Suite 307 (No. and Street) New Brunswick NJ (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FI LI NG 08901 (Zip Code) Roger Luo 646-532-1144 roger.luo@abnamro.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this f iling\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 1 Manhattan West New York NY 10001 (Address) (City) (State) (Zip Code) 10/20/2003 42 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### OATH OR AFFIRMATION | I, Patrick Dwyer | | | | :wear ,a• affirm)that, to the best of my knowledge and belief, the | | |------------------|--|--|----|----------------------------------------------------------------------------------|-------| | | | | | financial report pertaining to the firm of ABN AMRO SECURITIES (USA) LLC | as of | | 12/31 | | | 2~ | is true and correct. I…Read the full text as markdown