Full text of ABN AMRO SECURITIES (USA) LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information Year ended December 31 , 2024 (With Report oflndependent Registered Public Accounting Firm) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM ><-17A-5 PAR:T** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-68398 **Information Required Pursuant to Rules 17a-5, 17a-12., and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **<sup>0</sup> <sup>1</sup> /01 / <sup>2</sup> <sup>4</sup>** MM/DD/VY AND ENDING 12131124 ---------- MM/DD/ Y Y **A. REGISTRANT IIDENTIFICATION** NAME OF FIRM: ABN AMRO SECURITIES (USA) LLC TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealEir ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 303 George Street, Suite 307 (No. and Street) New Brunswick **NJ** (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 08901 (Zip Code) Roger Luo 646-532-1144 roger.luo@abnamro.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Ernst & Young LLP (Name - if individual, state last, first, and middle name) 1 Manhattan West New York NY 10001 (Address) (City) (State) (Zip Code) 10/20/2003 **42** **FOR OFFICl.l~L USE ONLY** \* Claims for exemption from the requirement that the annual re,ports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 **(PCAOB Reg;,tcafoo N,mbec, ;f appUcable** )I CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ## OATH OH **AFFIRMATION** | | I, Palnck Dwyer | Sffl~ affirmfthat, to the best of my knowledge and belief, the | | | |-----|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown