Full text of LARRAINVIAL SECURITIES US LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | UNITED STATES | | |----------------------------------------------------------------------------------------------------------------|----------------------------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL | | Washington, D.C. 20549 | | | | 0MB Number:<br>3235-0123 | | | Expires:<br>October 31, 2023<br>Estimated average burden | | | hours per resPonse<br>12.00 | | ANNUAL AUDITED REPORT | | | FORM X-17A-5 | SEC FILE NUMBER | | PART Ill | 8-68452 | | FACING PAGE | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING<br>1/0<br>1/2020 | AND ENDING<br>12/31/2020 | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALERS: LarrainVial Securities US LLC | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>3rd Floor<br>Avda. El Bosque Norte 0177 - | FIRM 1.0. NO. | | (No. and Street)<br>Las Condes, Santiago<br>Region Metropolitana, Chile | 01 77 | | (City)<br>(State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | David Portnoff, FinOp | 212-75<br>1-4422 | | | (Area Code - Telephone Number) | | B. ACCOUNT ANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | KPMG Auditores Consultores SpA. | | | (Name - if indil'idual, s1a1e lasr.Jirsl, middle name) | | | Avda, Isidora Goyenechea 3520, 200 floor Las Condes, Santiago<br>(City)<br>(Address) | 7550071<br>RM,Chile<br>(State) | | | (Zip Code) | | CHECK ONE: | | | D<br>Certified Public Accountants | | | D<br>Public Accountant | | | Accountant not resident in United States or any of its possessions.<br>IBl<br>FOR OFFICIAL USE ONLY | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.J 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently…Read the full text as markdown