Full text of LARRAINVIAL SECURITIES US LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement of Financial Condition December 31, 2023 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |--------------|--|--| | | | | OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response ... 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-68452 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 REPORT FOR THE PERIOD BEGINNING\_\_01/01/2023 \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | |---------------------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------------------------|--------------------------------------------| | NAME OF FIRM: LarrainVial Securities US LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | × Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | _Security-based swap dealer | □Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | Avda. El Bosque Norte 0177 - 3rd Floor | | | | | | (No. and Street) | | | | Las Condes, Santiago | Region Metropolitana, Chile | | 0177 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David Portnoff, FinOp | 212-751-4422 | | dportnoff@dfppartners.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | KPMG Auditores Consultores Ltda. | | | | | | (Name - if individual, state last, first, middle name) | | | | Rosario Norte 660, 21th floor | Las Condes, Santiago | RM, Chile | 7550071 | | (Address) | (City) | (State) | (Zip Code) | | 06/02/2004 | | | 1273 | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFIC…Read the full text as markdown