Full text of LARRAINVIAL SECURITIES US LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Statement ofFinancial Condition December 31, 2021 **(With** Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------  **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** | Washington, O.C. 20549 | | | |------------------------|--|--| |------------------------|--|--| # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | 0MB APPROVAL | | |--|--------------|--| |--|--------------|--| 0MB Number: 3235-0123 Expires; October 31, 2023 Estimated average burden hours per response... 12 SEC FILE NUMBER 8~452 | Information Required Pursuant to Rules 17a·S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|--------------------------------------------| | REPORT FOR THE PERIOD BEGINNING | 01/01/2021<br>AND ENDING<br>MM/00/YY | 12/31/2021 | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: larrainVial Securities US LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~Broker-dealer<br>0Security-based swap dealer | | OMajor security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | Avda. El Bosque Norte 0177 - 3 rd Floor | | | | | | (No. and Street) | | | | Las Condes, Santiago | Region M etropolitana, Chile | | 0177 | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | (Zip Code) | | David Portnoff, FinOp | 212-751-4422 | | dportnoff@dfppartners.com | | (Name) | (Area Code - Telephor,e Num1>er) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | KPMG Auditors Consultores SpA. | | | | | | (Name - if individual, state last, first, middle name) | | | | Avda, Isidora Goyenechea 3520, 2nd f loor Las Condes, Santiago | | RM, Chile | 7550071 | | (Address) | (City) | (State) | (Zip Code) | | 06/02/ 2004 | | | 1273 | | (Oate of Registration with PCAOB){if applitable) | | | (PCAOB Registration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | • Claims for exemption from the requirement that the annual reports b…Read the full text as markdown