Full text of LIONTREE ADVISORS LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LIONTREE ADVISORS LLC SEC ID No. 8-69097 STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2019 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM > PUBLIC DOCUMENT Filed pursuant to Rule l 7a-5(e)(3) {1}------------------------------------------------ UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | 8 - 69097 | | |-------------|--------------------------|---------------------------| | | | SEC FILE NUMBER | | | | hours oer respanse 12.00 | | | Estimated average burden | | | | Expfres: August 31, 2020 | | | OMB Number: | | 3235-0123 | | | OMB APPROVAL | | # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill # FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2019 | AND ENDING | 12/31/2019 | | |--------------------------------------------------------------------------|---------------------------------------------------------|------------|------------------------------|--| | | ~~~~~~~~~<br>MM/DD/YYYY | ~~- | -~~~~~~~~~~<br>MMIDD/YYYY | | | | A. REGISTRANT IDENTIFICA TJON | | | | | NAME OF BROKER-DEALER: | | | | | | LION TREE ADVISORS LLC | OFFICIAL U_SE ONLY<br>FIRM ID. NO. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 660 MADISON AVENUE, 15TH FLOOR | | | | | | (No. and sr,cl) | | | | | NEW YORK | NY | | 10065 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | JANICE PARISE | | | | | | | | | (Area Code -- Telephone No.) | | | | B. ACCOUNTANT IDENTlFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | DELOITTE & TOUCHE LLP | | | | | | | (Name -- if individual, slate last, first, middle name) | | | | | 30 ROCKEFELLER PLAZA | NEW YORK | NY | 10112 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | ['.9 Certified Public Accountant<br>D Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240. l 7a-5(e)(2).*…Read the full text as markdown