LIONTREE ADVISORS LLC X-17A-5 (2022-03-01) — Broker-dealer annual report

Full text of LIONTREE ADVISORS LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **LIONTREE ADVISORS LLC SEC ID No. 8-69097** STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM > PUBLIC DOCUMENT Filed pursuant to Rule 17a-5(e)(3) {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** REPORT FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 MM/DD/VY MM/ DD/ VY #### **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: LionTree Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): 181Broker-dealer OSecurity-based swap dealer DMajor security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | B. ACCOUNTANT IDENTIFICATION | | | | | | |------------------------------|----------------------------------------------|-------------------------|--|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | Janice Parise | 212-751-4422 | Jparise@dfppartners.com | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | (City ) | (State) | (Zip Code) | | | | | New York | NY | 10065 | | | | | | {No. and Street) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Deloitte & Touche LLP | (Name - if individual, state last, first, middle name) | | | | | | | |--------------------------------------------------------|-----------------------|----------|--------------------------------------------|--|--|--| | 30 Rockefeller Plaza | New York | NY | 10112 | | | | | (Address) | (City) | (St ate) | (Zip Code) | | | | | 10/20/2003 | | | 34 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently va…

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