Full text of LIONTREE ADVISORS LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **LIONTREE ADVISORS LLC SEC ID No. 8-69097** STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM > PUBLIC DOCUMENT Filed pursuant to Rule 17a-5(e)(3) {1}------------------------------------------------ | | UNITED STATES | | | | |------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|----------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | FORM X-17A-5<br>PART III | | | SEC FILE NUMBER | | | | | | 8-69097 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022<br>AND ENDING<br>MM/DD/YY | 12/31/2022<br>MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: LionTree Advisors LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐Security-based swap<br>dealer | ☐Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>Avenue, 15th Floor<br>745 Fifth | | | | | | | (No. and Street) | | | | | New York | NY | | 10151 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Janice Parise | 212-751-4422 | | Jparise@dfppartners.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Deloitte & Touche LLP | (Name – if individual, state last, first, middle name) | | | | | | | | | | | 30 Rockefeller Plaza<br>(Address) | New York<br>(City) | NY<br>(State) | 10112<br>(Zip Code) | | | 10/20/2003 | | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | **Per…Read the full text as markdown