Full text of WEALTHFORGE SECURITIES, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20 | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |------------------------------------------------------------------------------|--| | SEC FILE NUMBER | | | | | ANNUAL REPO FORM X-17A-5 PART III FACING PAGE SEC FILE NUMBER 8-68464 MM/DD/YY OMB APPROVAL OMB Number: 3235-0123 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/21 filing for the period beginning 01/01/21 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: WealthForge Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3015 W. Moore Street, Suite 102 | | | (No. and Street) | | |----------------------------------------------|--|---------------------------------------------------|------------| | Richmond | | VA | 23230 | | (City) | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Donna Arles<br>804-956-3365 | | darles@wealthforge.com | | | (Name) | | (Area Code - Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## Keiter | 4401 Dominion Blvd | (Name - if individual, state last, first, and middle name)<br>Richmond | | VA | 23060 | |----------------------------------------------------------------------------------------------|------------------------------------------------------------------------|----|---------|--------------------------------------------| | | | | | | | (Address) | (City) | | (State) | (Zip Code) | | 10/22/03 | | 30 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR…Read the full text as markdown