Full text of WEALTHFORGE SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OM8 Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-68464 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|------------------------| | filing for the period beginning 01/1/23 | | AND ENDING | 12/31/23 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: WealthForge Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 3015 W Moore St, Ste 102 | | | | | | (No. and Street) | | | | Richmond | VA | | 23230 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Donna Arles | 804-956-3365 | | darles@wealthforge.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Keiter | | | | | (Name - if individual, state last, first, and middle name) | | | | | | |----------------------------------------------------------------------------------------------|----------|---------|--------------------------------------------|--|--| | 4401 Dominion Blvd | Richmond | VA | 23060 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/22/03 | | 30 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1…Read the full text as markdown